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Pensions and Pensions Review Publications

“Understanding compensation for pension transfers – hail DISP App 4”, Compliance Monitor, 4 July 2023

“SIPP providers must compensate customers mis-sold by unregulated introducers, rules High Court”, Compliance Monitor, 7 March 2023

“IFA links with unauthorised introducers: here be dragons”, Compliance Monitor, 6 September 2022

“BSPS compensation: a Pension Review repeat”, Compliance Monitor, 4 June 2022

“Government Agencies, In Search of Disputes”, 40 Alternatives 74 (2022)

“Swift report on IRHP scheme urges more proactive regulation”, Compliance Monitor, 4 March 2022

“SIPP mis-selling dissected by Court of Appeal”, Compliance Monitor, 12 October 2021

“‘Duty of care’ or hot air?”, Compliance Monitor, 12 July 2021

“Adams v Options UK – the Court of Appeal reaches the right answer”, Compliance Monitor, 6 May 2021

“CP19/25 tackles pension transfers – an arcane and troubled topic”, Compliance Monitor, 8 November 2019

“New to you this October the rules on pension transfers and conversions with a bit on opt-outs”, Compliance Resource Network, 30 October 2018

“Pension transfers pure guesswork?”, Compliance Monitor, October 2017

“Pensions and the cobbled together COBS 19”, Compliance Monitor, 7 February 2017

“The FCA revisits the pensions review in TR 14/12 on Enhanced Transfer Values”, Compliance Resource Network, 5 August 2014

“Trying to sort out pension projections and confirming the consumer price index change to pension transfer analysis”, Compliance Resource Network, 6 November 2012

“And now the end is near…”, Financial Adviser, 6 October 2005

“PI cover and CP169’s compliance clause: Are business review claims covered?”, Complinet, 26 February 2003

“’It was the best of times, it was the worst of times’ – pensions review managers reminisce”, Complinet, 9 December 2002

“Decommissioning the pension and FSAVC review”, Complinet, 4 Feb 2002

“Life in the Trenches: Pension Review”, Money Marketing, 22 January 1998

“Message from the Frontline: Pension Review”, Money Marketing, 13 March 1997

“Redress Rehearsal”, Money Marketing, 9 October 1997

“Causation and Effect”, Money Marketing, 26 June 1997

Get in touch

Contact Adam by e-mail, phone or post at:

E-Mail: adamsamuel@aol.com or adamsamueltc@yahoo.com

Mobile: 07900 248150

The Attic, 117 Priory Road, London NW6 3NN.